Arterburn And Watters, LLP (Pleasanton)

Arterburn And Watters, LLP is an adviser based in Pleasanton. It manages $2.34 million of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Arterburn And Watters provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Arterburn And Watters: assets under management

The assets under management (AUM) of Arterburn And Watters, LLP is $2.34 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Arterburn And Watters, LLP for their services and products based on hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Arterburn And Watters serves?

The only and largest group of clients of Arterburn And Watters is individuals with 5 clients and $2.34 million of assets under management. Among the 3 most similar advisory firms, Arterburn And Watters has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $2.34 million for 5 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Arterburn And Watters doesn't advise any private funds.

Careers at Arterburn And Watters, LLP

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David K Arterburn	Managing partner/chief compliance officer	1 Apr 1998	50% - 75%	2997296
Edith Anne Watters	Partner	1 Apr 1998	50% - 75%	4380392

Based in Pleasanton

The principal office where Arterburn And Watters, LLP performs its advisory services is located at 17 Lower Golf Road, Pleasanton, CA 94566, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 925-462-1120 or by fax 925-462-1918. The normal business hours are 9:00 a.m. - 5:00 p.m. on Other.