Jack Keeter & Associates, Inc. (Anaheim)

Name: Jack Keeter & Associates, Inc.
Address: 1251 N. Manassero St., Anaheim, CA, 92807
Telephone: 714-779-9200

Jack Keeter & Associates, Inc. is a large advisory firm based in Anaheim. It manages $127.07 million of regulatory assets for 940 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of California, Colorado, Indiana, and 3 other states.

Jack Keeter & Associates provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jack Keeter & Associates: assets under management

The assets under management (AUM) of Jack Keeter & Associates, Inc. is $127.07 million. The firm's AUM has grown by 274% since the beginning of its operation, and $324.2 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $123.36 million in discretionary accounts and $3.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $133.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $206.1 thousand.

Investments

The firm invests in exchange traded securities the most. They account for 38% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 30% of the firm’s portfolio. Investments in non-exchange traded securities form 19% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jack Keeter & Associates, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jack Brunson Keeter serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Jack Brunson Keeter is high net worth individuals with 373 clients and $83.49 million of assets under management. Among the 6 most similar advisory firms, Jack Keeter & Associates has the 3rd lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $127.07 million for 402 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Jack Keeter & Associates doesn't advise any private funds.

Careers at Jack Keeter & Associates, Inc.

The company employs 8 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 7 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jack Brunson Keeter has been acting as President since 1 May 2011. Timothy Thomas Koch joined the executive team most recently as the Vice President / Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jack Brunson Keeter	President	1 Apr 2011	75% - 100%	2564764
Timothy Thomas Koch	Chief compliance officer	1 Apr 2011	Other	4599376
Jack Brunson Keeter	President	1 May 2011	75% - 100%	2564764
Timothy Thomas Koch	Vice president / chief compliance officer	1 May 2011	Other	4599376

Based in Anaheim

The principal office where Jack Keeter & Associates, Inc. performs its advisory services is located at 1251 N. Manassero St., Anaheim, CA 92807, which is also the mailing address of the firm. An additional office of the firm is in Dickson, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-779-9200 or by fax 714-779-9210. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at jackkeeter.com.