Frank Russell Securities, Inc. (Tacoma)

Name: Frank Russell Securities, Inc.
Address: 909 A Street, Tacoma, WA, 98402
Telephone: 253-572-9500

Frank Russell Securities, Inc. is a large advisory firm based in Tacoma. It manages $14.07 billion of regulatory assets for 35 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New York, Texas, Vermont, and Washington.

Frank Russell Securities provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Frank Russell Securities: assets under management

The assets under management (AUM) of Frank Russell Securities, Inc. is $14.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2565% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $14.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $401.88 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Frank Russell Securities, Inc. for their services and products based on a percentage of assets under management, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Frank Russell Securities, Inc.

Karl J Ege has been acting as President since 1 Mar 1999. Gregory Paul Gilbert joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Frank Russell Company	Corporate parent	1 Jul 1982	75% - 100%	91-1175091
Linda Lee Gutmann	Chief financial officer, treasurer, conroller	1 May 1986	Other	1600583
John David Griswold	Chief legal office, secretary, associate general counsel	1 Feb 1993	Other	2022655
Bruce James Rohrbacher	Director of compliance and internal audit	1 Sep 1996	Other	1433467
George Ford Jr Russell	Chairman emeritus	1 Feb 1999	Other	407553
Karl J Ege	Director	1 Mar 1999	Other	xxx-xx-xxxx
Karl John Ege	Director	1 Mar 1999	Other	2227753
H Paul Jr Reynolds	Chief executive officer, president, chief operating officer	1 May 1999	Other	1741390
Robert Thomas Werner	Director of transaction services	1 Apr 2000	Other	2661924
Robert Thomas Werner	Director	1 Aug 2001	Other	2661924
P Craig Ueland	President, ceo of frank russell company	1 Jan 2004	Other	4186895
Harold Frederick Strong	Chief financial officer of frank russell company	1 Jan 2004	Other	1007320
John David Griswold	Secretary, associate general counsel, director, chief compliance officer	1 Jun 2004	Other	2022655
John David Griswold	Secretary, associate general counsel, director	1 Oct 2004	Other	2022655
Kristin Louise Gaerttner	Chief compliance officer - bd matters	1 Oct 2004	Other	2702134
Richard Mcentee	Chief compliance officer - ia matters	1 Oct 2004	Other	xxx-xx-xxxx
Gregory Paul Gilbert	Chief operating officer	1 Mar 2005	Other	4755926
Brian C. Golob	Director; director, business operations-institutional investor services	1 Jun 2005	Other	4716007
H Paul Jr Reynolds	Director; managing director - institutional investor services	1 Jun 2005	Other	1741390
Brenda Mary Ballinger	Senior finance officer and treasurer	1 Feb 2006	Other	4947124
Gregory Paul Gilbert	Managing director	1 Apr 2006	Other	4755926
Troy Lee Rucker	Chief operations officer	1 Apr 2006	Other	3100318

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Northwestern Mutual Life Insurance Company	Corporate parent	1 Jan 1999	75% - 100%	39-0509570
The Northwestern Mutual Insurance Company	Corporate parent	1 Jan 1999	75% - 100%	39-0509570

Based in Tacoma

The principal office where Frank Russell Securities, Inc. performs its advisory services is located at 909 A Street, Tacoma, WA 98402 The mailing address of the firm is Po Box 1616, Tacoma, WA 98402 1616. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 253-572-9500 or by fax 253-596-2491. The normal business hours are 8:00 am - 5:00 pm pst on Monday - Friday. You can find more information about the New York firm at www.russell.com.