Svof/Mm, LLC (Santa Monica)
Svof/Mm, LLC is a large advisory firm based in Santa Monica. It manages $1.06 billion of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of California.
Svof/Mm provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Svof/Mm: assets under management
The assets under management (AUM) of Svof/Mm, LLC is $1.06 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -62% since the beginning of its operation, and $346 million of the total AUM is attributable to clients outside of the United States.
Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Svof/Mm, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Svof/Mm serves?
The only and largest group of clients of Svof/Mm is pooled investment vehicles with 4 clients and $1.06 billion of assets under management. Among the 10 most similar advisory firms, Svof/Mm has the 3rd highest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $1.06 billion for 4 clients. 25% of the firm’s clients are foreign persons or businesses.
Svof/Mm also advises several private funds. Namely, four securitized asset funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.
Careers at Svof/Mm, LLC
The company employs 33 people that are either part- or full-time employees. 97 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 11 indirect owners.Based in Santa Monica
The principal office where Svof/Mm, LLC performs its advisory services is located at 2951 28 Th Street, Santa Monica, CA 90405, which is also the mailing address of the firm. An additional office of the firm is in Atlanta, GA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-566-1000 or by fax 310-921-5614. The normal business hours are 7:30am to 5:30pm on Monday - Friday. You can find more information about the New York firm at tennenbaumcapital.com.
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