Rosebrook Capital Partners LLC (New York)

Name: Rosebrook Capital Partners LLC
Address: 1 East 52 Nd Street, New York, NY, 10022
Telephone: 212-999-4401

Rosebrook Capital Partners LLC is a large advisory firm based in New York. It manages $136.9 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012.

Rosebrook Capital Partners provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rosebrook Capital Partners: assets under management

The assets under management (AUM) of Rosebrook Capital Partners LLC is $136.9 million. The firm's AUM has gone down by -49% since the beginning of its operation, and $117.9 million of the total AUM is attributable to clients outside of the United States.

The firm manages $19 million in discretionary accounts and $117.9 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.5 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $58.95 million.

Rosebrook Capital Partners has custody of $12 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rosebrook Capital Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rosebrook Capital Partners serves?

The firm provides services to pooled investment vehicles and banking or thrift institutions. The largest group of clients of Rosebrook Capital Partners is banking or thrift institutions with 1 clients and $117.9 million of assets under management. Among the 9 most similar advisory firms, Rosebrook Capital Partners has the highest percentage of banking or thrift institutions out of all clients.

The amount of regulatory assets under management is $136.9 million for 3 clients. 50% of the firm’s clients are foreign persons or businesses.

Rosebrook Capital Partners also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $500,000.

Careers at Rosebrook Capital Partners LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Andrew David Lawrence	Managing member	1 Oct 2010	50% - 75%	1454525
Jonathan Michael Lewis	Managing member	1 Oct 2010	50% - 75%	2152126
Joseph Ferdinand Huber	Chief operating officer / chief compliance officer	1 Feb 2012	Other	1462942
Andrew David Lawrence	Chief executive officer, managing member	1 Oct 2015	75% - 100%	1454525
Jonathan Michael Lewis	Member	1 Oct 2015	Other	2152126
James Shinn	Member	1 Oct 2015	Other	6577145

Based in New York

The principal office where Rosebrook Capital Partners LLC performs its advisory services is located at 1 East 52 Nd Street, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Bozeman, MT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-999-4401 or by fax 917-210-3953. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at rosebrook.com.