Capwealth Insights, LLC (Franklin)

Name: Capwealth Insights, LLC
Address: 3000 Meridian Blvd, Franklin, TN, 37067
Telephone: 615-778-0740

Capwealth Insights, LLC is a related adviser based in Franklin. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Tennessee.

Capwealth Insights provides selection of other advisers, educational seminars and workshops, and aggregation of common owned but different managed portfolios. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capwealth Insights, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Capwealth Insights serves?

The firm provides services to investment companies and high net worth individuals. The largest group of clients of Capwealth Insights is investment companies with 1 clients and $0 of assets under management. Among the 3 most similar advisory firms, Capwealth Insights has the highest percentage of investment companies out of all clients.

None of the firm’s clients are foreign persons or businesses.

Capwealth Insights doesn't advise any private funds.

Careers at Capwealth Insights, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Jude Pagliara	Ceo, managing member	1 Sep 2013	Other	733637
Raymond Scott Roland	Chief compliance officer	1 Sep 2013	Other	4267751
Robin Lea Satyshur	President and coo	1 Sep 2013	Other	6259633
Phoebe Jones Venable	President & coo	1 Feb 2014	Other	4627185
Llc Capwealth Group	Partnership	1 Jun 2014	75% - 100%	47-1129897

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Jude Pagliara	Managing member	1 Jun 2014	50% - 75%	733637

Based in Franklin

The principal office where Capwealth Insights, LLC performs its advisory services is located at 3000 Meridian Blvd, Franklin, TN 37067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-778-0740 or by fax 615-778-0750. The normal business hours are 8am- 4:30pm ct on Monday - Friday. You can find more information about the New York firm at capwealthinsights.com.