Notz, Stucki Management (Bermuda) Limited (Devonshire, Devonshire)

Name: Notz, Stucki Management (Bermuda) Limited
Address: Old Devonshire Post Office Building, Devonshire, Devonshire, Dv 06
Telephone: 441-232-5000

Notz, Stucki Management (Bermuda) Limited is a large advisory firm based in Devonshire, Devonshire. It manages $692.36 million of regulatory assets for 26 client accounts. It has been registered with the SEC as an adviser since 2018.

Notz, Stucki Management (Bermuda) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Notz, Stucki Management (Bermuda) Limited: assets under management

The assets under management (AUM) of Notz, Stucki Management (Bermuda) Limited is $692.36 million. The firm's AUM has gone down by -10% since the beginning of its operation, and $692.36 million of the total AUM is attributable to clients outside of the United States.

The firm manages $527.65 million in discretionary accounts and $164.71 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $21.11 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $164.71 million.

Investments

The firm invests in exchange traded securities the most. They account for 51% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 23% of the firm’s portfolio. Investments in cash and cash equivalents form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Notz, Stucki Management (Bermuda) Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Antonio Mira serves?

The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Antonio Mira is pooled investment vehicles with 1 clients and $164.71 million of assets under management. Among the 7 most similar advisory firms, Notz, Stucki Management (Bermuda) Limited has the lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $378.21 million for 26 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 100% of the firm’s clients are foreign persons or businesses.

Notz, Stucki Management (Bermuda) Limited doesn't advise any private funds.

Careers at Notz, Stucki Management (Bermuda) Limited

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Antonio Mira has been acting as President since 1 Sep 2010. Gregoire Nicolas Notz joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stucki Holding Ltd Notz	Owner	1 Dec 2000	75% - 100%	29198
Laura West Burt	Compliance officer	1 Oct 2009	Other	6981658
Laura S. West Burt	Chief compliance officer	1 Oct 2009	Other	6981658
Antonio Mira	Director	1 Sep 2010	Other	6981657
Gregoire Nicolas Notz	Director	1 Jun 2018	Other	2985974

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Christian Stucki	Shareholder	1 Jan 2001	25% - 50%	6981661
St Cloud Holding Ltd	Shareholder	1 May 2008	25% - 50%	1469409
Gregoire Nicolas Notz	Shareholder	1 May 2008	25% - 50%	2985974
Sabine Notz Catsiapis	Shareholder	1 May 2008	25% - 50%	6981662
Ns Participations S.A.	Shareholder	1 Sep 2011	25% - 50%	14600
Antonio Mira	Shareholder	1 Sep 2011	25% - 50%	6981657
Greenock Trust Company Limited As Trustee Of The Ns Trust	Shareholder	1 Dec 2017	25% - 50%	01437590

Based in Devonshire, Devonshire

The principal office where Notz, Stucki Management (Bermuda) Limited performs its advisory services is located at Old Devonshire Post Office Building, Devonshire, Devonshire, Dv 06 The mailing address of the firm is Po Box Hm 2569, Hamilton, Hmkx. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 441-232-5000. The normal business hours are 09.00 - 17.00 on Monday - Friday. You can find more information about the New York firm at nsmb.bm.