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Sound Harbor Partners LLC (New York)


Sound Harbor Partners LLC is a large advisory firm based in New York. It manages $1.14 billion of regulatory assets for 13 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Connecticut and New York.

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Sound Harbor Partners provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sound Harbor Partners: assets under management

The assets under management (AUM) of Sound Harbor Partners LLC is $1.14 billion. The firm's AUM has grown by 4924% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.13 billion in discretionary accounts and $9.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $93.86 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $9.15 million.
Sound Harbor Partners has custody of $99.52 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sound Harbor Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mjz Group Llc Member 1 Apr 2009 50% - 75% 27-0303937
Michael Joseph Cerminaro Member & manager 1 Aug 2009 75% - 100% 2614166
Cerminaro Group Llc Owner 1 Dec 2009 25% - 50% 80-0462574
Michael Joseph Cerminaro Member & manager 1 Dec 2009 75% - 100% 2614166
Mark Frank Liscio Member-board of directors 1 Sep 2010 Other 6132201
Lp Riverstone/Shg Partners Member (see schedule d) 1 Sep 2010 25% - 50% 27-4317582
Llc Riverstone/Shg Partners Gp General partner 1 Sep 2010 Other 27-4317438
David Matthew Leuschen Member and managing member 1 Sep 2010 50% - 75% 1053611
Pierre Fernand Lapeyre Member and managing member 1 Sep 2010 50% - 75% 1689830
Dean Theodor Criares Member - board of directors 1 Jan 2013 Other 2718080

Based in New York

The principal office where Sound Harbor Partners LLC performs its advisory services is located at 12 East 49 Th Street, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Greenwich, CT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-231-4200 or by fax 212-231-4224. The normal business hours are 9:00 am-5:00 pm on Monday - Friday. You can find more information about the New York firm at soundharbor.com.


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