Utendahl Capital Management LP (New York)

Name: Utendahl Capital Management LP
Address: 52 Vanderbilt Avenue, New York, NY, 10017
Telephone: 212-797-2688

Utendahl Capital Management LP is a large advisory firm based in New York. It manages $1.52 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Florida, New York, and Virginia.

Utendahl Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Utendahl Capital Management: assets under management

The assets under management (AUM) of Utendahl Capital Management LP is $1.52 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -28% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.52 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Utendahl Capital Management LP for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Utendahl Capital Management LP

Thomas Mandel has served as the Chief Investment Officer since 1 Sep 1993 and Gregory Allen Parsons is the Chief Executive Officer of Utendahl Capital Management LP family office. Jay Menozzi joined the executive team most recently as the Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Merrill Lynch Group	Limited partner	1 Oct 1992	Other	13-3408205
L. P. Utendahl Management	General partner	1 Oct 1992	75% - 100%	13-3769883
John Oscar Utendahl	President and ceo	1 Oct 1992	Other	1055234
Thomas Mandel	Chief investment officer	1 Sep 1993	Other	1570248
Thomas Benjamin Mandel	Chief investment officer	1 Sep 1993	Other	1570248
Tracy Vincent Maitland	President of advent capital managemment division	1 Jul 1995	Other	1062056
Jeffrey Alan Gugick	Chief financial officer	1 Sep 1995	Other	3205640
Raymond H Sutterlin	Controller	1 Jul 1999	Other	2517021
Leroy John Watkins	General counsel	1 Aug 1999	Other	4246138
Mark Robert Hastings	Director of compliance	1 Jan 2000	Other	4195981
L.L.C. Ucm Holdings	Limited partner	1 Mar 2002	Other	04-3651341
Ira D Hall	President & ceo	1 Nov 2002	Other	706252
Ira Devoyd Hall	President & ceo	1 Nov 2002	Other	706252
Perry Wayne Moore	Executive vice president	1 Jan 2003	Other	1719985
Philip Andrew Dina	Chief compliance officer	1 Mar 2004	Other	1368917
Paul Alan Lieberman	General counsel	1 Dec 2004	Other	2187798
Penny Zuckerwise	President & ceo	1 Dec 2004	Other	4940506
Jo Ann Corkran	Chief investment officer	1 Sep 2005	Other	1427723
L. P. Utendahl Management	General partner	1 Jul 2006	25% - 50%	13-3769883
L.L.C. Ucm Holdings	Limited partner	1 Jul 2006	25% - 50%	04-3651341
Jo Ann Corkran	Chief investment officer	1 Jul 2006	Other	1427723
Lp Parish Capital I	Limited partner	1 Jul 2006	Other	16-1695545
Llc Utendahl Financial Asset Holding Company	Limited partner	1 Jul 2006	Other	20-5160504
Steven A Schneider	Chief operating officer, cheif financial officer, and chief compliance officer	1 Jul 2006	Other	4332721
Llc Ucm Partners	Member	1 Jul 2006	25% - 50%	42-1710248
Lp Parish Capital Buyout Fund I	Limited partner	1 Jul 2006	Other	16-1695549
L.P. Parish Capital Buyout Fund I	Limited partner	1 Jul 2006	Other	16-1695549
Llc Ucm Partners Ii	General partner	1 Jul 2006	25% - 50%	27-1890249
Martinnette Jeske Witrick	Chief compliance officer	1 Oct 2006	Other	707935
Ria Allison Davis	General counsel	1 Jun 2007	Other	3187639
Rdp I Llc	Limited partner	1 Jul 2008	25% - 50%	26-3137591
Gregory Allen Parsons	Chief operating officer	1 Sep 2008	Other	3148868
Gregory Allen Parsons	Chief executive officer	1 May 2010	Other	3148868
Jay Menozzi	Chief investment officer	1 May 2010	Other	5791031

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Utendahl Capital Corporation	General partner	1 Oct 1992	Other	13-3663001
John Oscar Utendahl	Limited partner	1 Jul 2006	25% - 50%	1055234
Penny Zuckerwise	Member	1 Jul 2006	25% - 50%	4940506
Bfh Utendahl Investors Llc	Limited partner	1 Jul 2006	25% - 50%	20-5348312
Llc Parish Capital Advisors	General partner	1 Jul 2006	75% - 100%	20-004691
Andrew Jay Astrachan	Member	1 Jul 2006	25% - 50%	1002815
Jack Binion	Member	1 Jul 2006	25% - 50%	5201607
State Of North Carolina Treasurer	Limited partner	1 Jul 2006	25% - 50%	56-1545517
New York State Teachers Retirement System	Limited partner	1 Jul 2006	50% - 75%	14-6000735
Missouri Retirement System	Limited partner	1 Jul 2006	25% - 50%	43-6122488
Llc Bfh Utendahl Investors	Limited partner	1 Jul 2006	25% - 50%	20-5348312
Llc Parish Capital 1 Gp	General partner	1 Jul 2006	Other	16-1695545
Richard D Parsons	Managing member	1 Jul 2008	75% - 100%	2051375

Based in New York

The principal office where Utendahl Capital Management LP performs its advisory services is located at 52 Vanderbilt Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-797-2688 or by fax 212-425-4199. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.utendahl.com.