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International City Management Association Retirement Corporation (Washington)


International City Management Association Retirement Corporation is a large advisory firm based in Washington. It manages $2.51 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

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International City Management Association Retirement Corporation provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

International City Management Association Retirement Corporation: assets under management

The assets under management (AUM) of International City Management Association Retirement Corporation is $2.51 billion. The firm's AUM has gone down by -85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1.92 billion in discretionary accounts and $588.23 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.92 billion each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $588.23 million.
International City Management Association Retirement Corporation has custody of $2.29 billion in cash and securities for 1 client in total and its related person acts as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay International City Management Association Retirement Corporation for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert O'neill serves?

The firm provides services to insurance companies and pooled investment vehicles. The largest group of clients of Robert O'neill is pooled investment vehicles with 1 clients and $1.92 billion of assets under management. Among the 8 most similar advisory firms, International City Management Association Retirement Corporation has the 4th lowest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $2.51 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

International City Management Association Retirement Corporation doesn't advise any private funds.

Careers at International City Management Association Retirement Corporation

The company employs 873 people that are either part- or full-time employees. 23 percent of the employees work as investment advisers or researchers. 166 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert O'neill has been acting as President since 1 Nov 2002. Brian William Clarke joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Paul Francis Gallagher Sr. vp, secretary, general counsel 1 Mar 1998 Other 1411829
Ann Schleck Director 1 Jan 2002 Other 4511729
Norman King Director 1 Jan 2002 Other 4511735
Robert O'neill Director 1 Nov 2002 Other 4648042
Marc Anthony Ott Director 1 Nov 2002 Other 6931624
Robert James O'neill Director 1 Nov 2002 Other 4648042
Robert O'neill Director 1 Dec 2002 Other 4648042
Alison Rudolf Director 1 Jan 2003 Other 4647758
Collette Denevers Chilton Director 1 Jan 2003 Other 1555380
Joan Warwick Mccallen President/ceo, director 1 Aug 2003 Other 1498231
Paul Francis Gallagher Sr. vp, secretary, general counsel 1 Aug 2003 Other 1411829
Eric Anderson Director 1 Jan 2004 Other 4783664
Scott Kisting Director 1 Jan 2004 Other 4783940
William Martin Byrnes Senior v.p., chief operations officer 1 May 2004 Other 2104907
Wayne Anthony Wicker Senior vice president, chief investment officer 1 Sep 2004 Other 2031374
Bruce James Rohrbacher Senior v.p., chief compliance officer 1 Sep 2004 Other 1433467
Gerard Peter Maus Senior v.p., treasurer, chief financial officer 1 Nov 2004 Other 2161442
Eric Taylor Mckissack Director 1 Jan 2005 Other 1727081
David Richard Mora Director 1 Jan 2005 Other 5015327
Angela Cuttina Montez Acting general counsel 1 Nov 2006 Other 4671248
Angela Cuttina Montez Managing vice president, corporate counsel 1 Jan 2007 Other 4671248
Kathryn B Mcgrath Senior vice president, general counsel 1 Oct 2007 Other 5448888
Elizabeth Stephenson Glista Acting chief financial officer 1 Mar 2009 Other 4512497
Elizabeth Stephenson Glista Senior vice president & chief financial officer 1 May 2009 Other 4512497
Jacqueline Charnley Director 1 Jan 2010 Other 5776647
J. Thomas Lundy Director 1 Jan 2010 Other 5776648
Jacqueline Lee Charnley Director 1 Jan 2010 Other 5776647
John Thomas Lundy Director 1 Jan 2010 Other 5776648
J Thomas Lundy Director 1 Jan 2010 Other 5776648
Peggy Merriss Director 1 Jan 2011 Other 5908072
R.L. Vivian Director 1 Jan 2011 Other 5908073
Peggy Hazel Merriss Director 1 Jan 2011 Other 5908072
Robert Lawson Vivian Director 1 Jan 2011 Other 5908073
Timothy Landon Vaill Director 1 Jan 2012 Other 4345783
Frances Gonzales Director 1 Jan 2012 Other 6318522
Tina Byles Williams Director 1 Jan 2013 Other 2708300
Karen Dunn Mcbarnette Vice president, acting chief compliance officer 1 Sep 2014 Other 2747417
Karen Dunn Mcbarnette Vice president, acting chief compliance officer 1 Oct 2014 Other 2747417
Karen Dunn Mcbarnette Senior vice president, chief compliance officer 1 Nov 2014 Other 2747417
Tanisha Briley Director 1 Jan 2015 Other 6457505
Tanisha Renee Briley Director 1 Jan 2015 Other 6457505
Gregory J. Dyson Senior vice president, acting chief financial officer 1 Feb 2015 Other 4799865
Robert Paul Schultze President & ceo 1 Feb 2015 Other 6456990
Angela Cuttina Montez Senior vice president, general counsel 1 Mar 2015 Other 4671248
Michael Ernest Guarasci Treasurer and cfo 1 Sep 2015 Other 3266924
Deanna J. Santana Director 1 Jan 2016 Other 6632419
Deanna Jay Santana Director 1 Jan 2016 Other 6632419
Robert Goetz Jones Director 1 Sep 2016 Other 2617719
Lee Russell Feldman Director 1 Jan 2018 Other 6931631
Cynthia Fryer Steer Director 1 Jan 2018 Other 6091487
David Thomas Tanguay Senior vice president, chief client services officer 1 Jan 2018 Other 3196734
Brian William Clarke Director 1 Jan 2019 Other 4644686

Based in Washington

The principal office where International City Management Association Retirement Corporation performs its advisory services is located at 777 North Capitol Street Ne, Suite 600, Washington, DC 20002 4240, which is also the mailing address of the firm. An additional office of the firm is in Richmond, VA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 202-962-4600 or by fax 202-962-4601. The normal business hours are 8:30am to 5:00pm eastern time on Monday - Friday. You can find more information about the New York firm at icmarc.org.


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