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Nine Gates Capital, LLC (Hockessin)


Nine Gates Capital, LLC is a related adviser based in Hockessin. It manages $1 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2003.

Nine Gates Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nine Gates Capital: assets under management

The assets under management (AUM) of Nine Gates Capital, LLC is $1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $333.33 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nine Gates Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Hockessin

The principal office where Nine Gates Capital, LLC performs its advisory services is located at 726 Yorklyn Road, Suite 420, Hockessin, DE 19707, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 302-239-4172 or by fax 302-239-4149. The normal business hours are 9:00am-4:00pm on Monday - Friday.


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