Mangham Associates, Inc. (Charlottesville)


Mangham Associates, Inc. is a large advisory firm based in Charlottesville. It manages $1.53 billion of regulatory assets for 31 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of Virginia.

Mangham Associates provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mangham Associates: assets under management

The assets under management (AUM) of Mangham Associates, Inc. is $1.53 billion. The firm's AUM has gone down by -48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $678.98 million in discretionary accounts and $853.8 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $29.52 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $106.72 million.
Mangham Associates has custody of $493.26 million in cash and securities for 13 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 44% of the total AUM. The second-largest asset type is investment and business development companies, which make up 32% of the firm’s portfolio. Investments in exchange traded securities form 18% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mangham Associates, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Elizabeth Hayden Aycock serves?

The firm provides services to charitable organizations, high net worth individuals, and pooled investment vehicles. The largest group of clients of Elizabeth Hayden Aycock is charitable organizations with 18 clients and $757.03 million of assets under management. Among the 12 most similar advisory firms, Mangham Associates has the highest percentage of charitable organizations out of all clients.

The amount of regulatory assets under management is $1.53 billion for 31 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Mangham Associates also advises several private funds. Namely, five other private funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Mangham Associates, Inc.

The company employs 16 people that are either part- or full-time employees. 38 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Elizabeth Hayden Aycock has been acting as President since 1 Apr 2016. Tracy Townsend joined the executive team most recently as the Director Of Operations.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Joel Rosfjord Mangham Founding partner 1 Jan 1991 75% - 100% 2199463
Christopher T. Fide Principal 1 May 2002 Other 4645536
James Norman Sheffield Director 1 Sep 2007 Other 5445864
Natalie Carol Smith Director and chief compliance officer 1 Nov 2007 Other 5520604
Christopher T. Fide Principal 1 Jul 2008 25% - 50% 4645536
Thad Steven Glowacki Partner 1 Oct 2011 Other 3174855
William Il Hyung Lee Chief operating officer 1 Nov 2014 Other 4010318
Tina Marie Leiter Chief compliance officer 1 Oct 2015 Other 2223810
Edward Waring Karppi Partner, deputy chief investment officer 1 Jan 2016 Other 6305782
Elizabeth Hayden Aycock Director 1 Apr 2016 Other 4647869
Tracy Townsend Director of operations 1 Jun 2017 Other 6929500

Based in Charlottesville

The principal office where Mangham Associates, Inc. performs its advisory services is located at 630 Peter Jefferson Parkway, Charlottesville, VA 22911, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 434-973-2223 or by fax 434-973-2228. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at manghamassociates.com.