Franklin Templeton Investment Management Limited (London)


Franklin Templeton Investment Management Limited is a large advisory firm based in London. It manages $26.79 billion of regulatory assets for 117 client accounts. It has been registered with the SEC as an adviser since 2004.

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Franklin Templeton Investment Management Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for funds and institutional clients that are not united states residents. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Franklin Templeton Investment Management Limited: assets under management

The assets under management (AUM) of Franklin Templeton Investment Management Limited is $26.79 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 992% since the beginning of its operation, and $24.64 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $26.79 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $228.95 million each.

Investments

The firm invests in sovereign bonds the most. They account for 36% of the total AUM. The second-largest asset type is exchange traded securities, which make up 14% of the firm’s portfolio. Investments in non-investment grade corporate bonds form 12% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Franklin Templeton Investment Management Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Paul John Brady serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, banking or thrift institutions, corporations or other businesses, pension and profit sharing plans, and sovereign wealth funds and foreign official institutions. The largest group of clients of Paul John Brady is pooled investment vehicles with 64 clients and $10.66 billion of assets under management. Among the 10 most similar advisory firms, Franklin Templeton Investment Management Limited has the 4th lowest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $24.1 billion for 113 clients. 93% of the firm’s clients are foreign persons or businesses.

Franklin Templeton Investment Management Limited also advises several private funds. Namely, one hedge fund.

Careers at Franklin Templeton Investment Management Limited

The company employs 144 people that are either part- or full-time employees. 26 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Paul John Brady has been acting as President since 1 Nov 2006. Paul Michael Collins joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Martin Lawrence Flanagan Director 1 May 1988 Other 2111957
Franklin Templeton Global Investors Limited Parent corporation of registrant 1 Oct 1992 75% - 100% foreign
George David Ritchie Senior vp/portfolio manager/research analyst 1 Nov 1999 Other 4394083
Jennifer Stevenson European financial controller 1 Apr 2001 Other 4394089
David Eynon Smart Director 1 Jul 2001 Other 4336601
Kenneth Cox Senior vice president 1 Dec 2001 Other 4596429
Sara Anne Macintosh Company secretary 1 Apr 2002 Other 4596430
Brian David Rowe European chief compliance officer & money laundering reporting officer 1 Sep 2002 Other 4742082
Greg Eugene Johnson Director 1 Oct 2002 Other 1549998
Greg Eugene Johnson Director 1 Mar 2003 Other 1549998
Jed Andrew Plafker Director 1 Apr 2003 Other 2793695
Dale Allan Winner Senior vice president 1 Aug 2005 Other 4624620
Timothy Steven Stearns Chief compliance officer 1 Jan 2006 Other 1327230
James William Hammond Director 1 Jan 2006 Other 5269608
Paul John Brady Director 1 Jan 2006 Other 5269647
Paul John Brady Director 1 Nov 2006 Other 5269647
John Matthew Lusk Director 1 Nov 2006 Other 2820581
James William Hammond Director 1 Nov 2006 Other 5269608
Martin Cobb Sr. vice president/portfolio manager-research analyst 1 Dec 2006 Other 5469352
Kellie Ann Hargraves Chief compliance officer 1 Jan 2007 Other 5378417
Murdoch Ross Murchison Evp, pm-research analyst 1 Jan 2008 Other 4393799
Heather Elizabeth Arnold Evp, pm-research analyst 1 Jun 2008 Other 4394474
Peter Manfred Moeschter Svp, pm-research analyst 1 Jul 2008 Other 4896839
Jed Andrew Plafker Director 1 Sep 2008 Other 2793695
James William Hammond Director and joint ceo 1 Sep 2008 Other 5269608
Uwe Zoellner Evp, pm-research analyst 1 Oct 2008 Other 5609053
Michael John Corcoran Director 1 Dec 2008 Other 2347458
Mark Joseph Benhard Mobius Chief investment officer-emerging markets 1 Sep 2009 Other 4393036
Kellie Ann Hargraves Director and chief compliance officer 1 Oct 2012 Other 5378417
Alexander Brotherston Director 1 Oct 2012 Other 6140874
Ian John Wilkins Director 1 Oct 2012 Other 6140876
Alexander N/A Brotherston Director 1 Oct 2012 Other 6140874
Leah J. Mormando Director 1 Oct 2012 Other 4348756
James William Hammond Chairman of the board and ceo 1 May 2013 Other 5269608
Adrian White Director 1 Jan 2014 Other 6304695
William Jackson Director 1 Jan 2014 Other 6304696
Adrian N/A White Director 1 Jan 2014 Other 6304695
William N/A Jackson Director 1 Jan 2014 Other 6304696
Kathleen Mary Davidson Chief executive officer 1 Jul 2016 Other 6377070
Kathleen M Davidson Chief executive officer 1 Jul 2016 Other 6377070
Vivek Mohan Kudva Director 1 Aug 2016 Other 6045148
Scott James Nicol Compliance officer 1 Feb 2017 Other 6776624
Martyn Christopher Gilbey Chief executive officer 1 Jan 2018 Other 6922075
Caroline Esther Carroll Director 1 Jan 2018 Other 6923564
Paul Michael Collins Director 1 May 2019 Other 6731539
Kathleen Mary Davidson Director 1 May 2019 Other 6377070
Gwen Louise Shaneyfelt Director 1 May 2019 Other 2668221

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Templeton International Parent corporation 1 Oct 1992 75% - 100% 94-3173617
Inc. Templeton Worldwide Parent corporation 1 Oct 1992 75% - 100% 94-3167260
Inc. Franklin Resources Parent corporation 1 Oct 1992 75% - 100% 13-2670991

Based in London

The principal office where Franklin Templeton Investment Management Limited performs its advisory services is located at Cannon Place, 78 Cannon Street, London, Ec4 N 6 Hl, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 00 44 20 7073 8500 or by fax 00 44 20 7073 8700. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at franklintempleton.com/.