Holbrook Holdings, Inc. (Portland)

Name: Holbrook Holdings, Inc.
Address: 1722 Nw Raleigh St., Portland, OR, 97209
Telephone: 503 915 3210

Holbrook Holdings, Inc. is an investment adviser to an investment company based in Portland. It manages $31.42 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdiction of Oregon.

Holbrook Holdings provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Holbrook Holdings: assets under management

The assets under management (AUM) of Holbrook Holdings, Inc. is $31.42 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 13155% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.42 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.42 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Holbrook Holdings, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Scott Mcdougall Carmack serves?

The only and largest group of clients of Scott Mcdougall Carmack is investment companies with 1 clients and $31.42 million of assets under management. Among the 3 most similar advisory firms, Holbrook Holdings has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $31.42 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Holbrook Holdings doesn't advise any private funds.

Careers at Holbrook Holdings, Inc.

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Scott Mcdougall Carmack has been acting as President since 1 Jan 2016. Michael George Burns joined the executive team most recently as the Chief Compliance Officer/Director Of Sales.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Scott Mcdougall Carmack	President/ceo/portfolio manager	1 Jan 2016	50% - 75%	4445161
Michael George Burns	Chief compliance officer/director of sales	1 Mar 2016	25% - 50%	6018136

Based in Portland

The principal office where Holbrook Holdings, Inc. performs its advisory services is located at 1722 Nw Raleigh St., Portland, OR 97209, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 503 915 3210. The normal business hours are 6:00 a.m.-3:00 p.m. on Monday - Friday. You can find more information about the New York firm at holbrookholdings.com/.