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Cbm Capital, Inc. (New York)


Cbm Capital, Inc. is a large advisory firm based in New York. It manages $463.68 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012.

Cbm Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cbm Capital: assets under management

The assets under management (AUM) of Cbm Capital, Inc. is $463.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $463.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $231.84 million each.
Cbm Capital has custody of $463.68 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cbm Capital, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Lawrence S. Pidgeon Separate Property Trust Trust 1 Jun 2012 Other 46-6398418
Harold Ray Pidgeon Trustee 1 Nov 2012 Other 6140448
Susan Cathy Goldfarb Trustee 1 Nov 2012 Other 6140451
Joshua Gatcomb Welch Trustee 1 Nov 2012 Other 1579392
Paul David Farrell Trustee 1 Nov 2012 Other 1536124

Based in New York

The principal office where Cbm Capital, Inc. performs its advisory services is located at 645 Madison Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Clifton, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212 404-4646. The normal business hours are 9:00 am to 5:00 pm est on Monday - Friday.


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