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Y/Cap Management, LLC (New York)


Y/Cap Management, LLC is a large advisory firm based in New York. It manages $161.69 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of New York.

Y/Cap Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Y/Cap Management: assets under management

The assets under management (AUM) of Y/Cap Management, LLC is $161.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 303% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $161.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.42 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Y/Cap Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Y/Cap Management, LLC performs its advisory services is located at 1370 Avenue Of The Americas, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 938-1460 or by fax (917) 322-6430. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.


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