Game Plan Advisors, Inc. (Conroe)

Name: Game Plan Advisors, Inc.
Address: Commonwealth Centre, Conroe, TX, 77304
Telephone: 936-449-5952

Game Plan Advisors, Inc. is an adviser based in Conroe. It manages $86.69 million of regulatory assets for 697 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdiction of Texas.

Game Plan Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Game Plan Advisors: assets under management

The assets under management (AUM) of Game Plan Advisors, Inc. is $86.69 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $86.69 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $124.37 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 61% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 39% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Game Plan Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Craig Gordon Wear serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Craig Gordon Wear is individuals with 275 clients and $56.22 million of assets under management. Among the 6 most similar advisory firms, Game Plan Advisors has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $86.69 million for 299 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Game Plan Advisors doesn't advise any private funds.

Careers at Game Plan Advisors, Inc.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Craig Gordon Wear has been acting as President since 1 Apr 1994. Christopher Jason Wootton joined the executive team most recently as the President/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Craig Gordon Wear	President/chief compliance officer	1 Apr 1994	75% - 100%	1460884
Christopher Jason Wootton	President/chief compliance officer	1 Dec 2016	75% - 100%	5428911

Based in Conroe

The principal office where Game Plan Advisors, Inc. performs its advisory services is located at Commonwealth Centre, Conroe, TX 77304, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 936-449-5952 or by fax 936-521-5956. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at craigwear.com and its LinkedIn profile.