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Financial One, Inc. (Boca Raton)


Financial One, Inc. is an adviser based in Boca Raton. It manages $19.85 million of regulatory assets for 67 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Florida.

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Financial One provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial One: assets under management

The assets under management (AUM) of Financial One, Inc. is $19.85 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $19.85 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $296.3 thousand each.
Financial One has custody of $19.41 million in cash and securities for 72 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Financial One, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Boca Raton

The principal office where Financial One, Inc. performs its advisory services is located at 7781 Nw Beacon Square Blvd., Boca Raton, FL 33487, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 561-241-0000 or by fax 561-998-5850. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at financial1one.com.


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