Greenfield Seitz Capital Management, LLC (Dallas)

Name: Greenfield Seitz Capital Management, LLC
Address: 1722 Routh St., Dallas, TX, 75201
Telephone: (214) 367-6170

Greenfield Seitz Capital Management, LLC is a large advisory firm based in Dallas. It manages $238.43 million of regulatory assets for 405 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Louisiana and Texas.

Greenfield Seitz Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Greenfield Seitz Capital Management: assets under management

The assets under management (AUM) of Greenfield Seitz Capital Management, LLC is $238.43 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $238.43 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $588.73 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 88% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 12% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Greenfield Seitz Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Greenfield Seitz Capital Management serves?

The only and largest group of clients of Greenfield Seitz Capital Management is high net worth individuals with 163 clients and $238.43 million of assets under management. Among the 10 most similar advisory firms, Greenfield Seitz Capital Management has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $238.43 million for 163 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Greenfield Seitz Capital Management doesn't advise any private funds.

Careers at Greenfield Seitz Capital Management, LLC

The company employs 4 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stuart Edwards Greenfield	Managing member	1 May 2009	25% - 50%	3182450
Yancey Tighe Seitz	Managing member	1 May 2009	50% - 75%	1289158
Eric John Meyer	Chief compliance officer	1 Sep 2009	Other	2679427

Based in Dallas

The principal office where Greenfield Seitz Capital Management, LLC performs its advisory services is located at 1722 Routh St., Dallas, TX 75201, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (214) 367-6170 or by fax (214) 367-6180. The normal business hours are 8:00 am - 4:00 pm on Monday - Friday. You can find more information about the New York firm at gscapital.net.