Eacm Advisors LLC (Norwalk)

Name: Eacm Advisors LLC
Address: 200 Connecticut Avenue, Norwalk, CT, 06854
Telephone: 203-854-7000

Eacm Advisors LLC is a large advisory firm based in Norwalk. It manages $617.08 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Connecticut and Texas.

Eacm Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as offshore commingled funds & separate managed accts.

Eacm Advisors: assets under management

The assets under management (AUM) of Eacm Advisors LLC is $617.08 million. The firm's AUM has gone down by -87% since the beginning of its operation, and $519.85 million of the total AUM is attributable to clients outside of the United States.

The firm manages $604.36 million in discretionary accounts and $12.72 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $86.34 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.24 million.

Eacm Advisors has custody of $243.33 million in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in pooled investment vehicles the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio. Investments in other assets form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eacm Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eacm Advisors serves?

The only and largest group of clients of Eacm Advisors is pooled investment vehicles with 7 clients and $231.9 million of assets under management. Among the 10 most similar advisory firms, Eacm Advisors has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $231.9 million for 7 clients. 90% of the firm’s clients are foreign persons or businesses.

Eacm Advisors also advises several private funds. Namely, three hedge funds and one other private fund. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Eacm Advisors LLC

The company employs 22 people that are either part- or full-time employees. 27 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mbc Investments Corporation	Member	1 Jun 2004	75% - 100%	51-0301132
Ronald Philip O'hanley	Manager	1 Jun 2004	Other	4331592
John Joseph Nagorniak	Manager	1 Jun 2004	Other	4334095
Patrick James Sheppard	Manager	1 Jun 2004	Other	1779929
Jonathan Michael Little	Manager	1 Jun 2004	Other	4821117
William Christopher Crerend	Manager, president, chairman and chief executive officer	1 Jul 2004	Other	2489296
Phillip Nicholas Maisano	Manager, chairman and chief executive officer	1 Jul 2004	Other	317558
Andrew Raymond Mylott	Vice president; chief compliance officer	1 Jul 2004	Other	4181848
Steven Nmn Lipiner	Treasurer	1 Aug 2004	Other	1707823
Andrew Raymond Mylott	Secretary	1 Aug 2004	Other	4181848
Michael Robert Brush	Controller	1 Oct 2004	Other	4296166
Scott Edward Wennerholm	Manager	1 Oct 2005	Other	2398744
Llc Mellon Holdings	Member	1 May 2007	75% - 100%	42-1542297
Mitchell Evan Harris	Manager	1 Aug 2010	Other	4359464
William Joseph Fink	Chief compliance officer	1 Mar 2012	Other	2778339
Lisa Jill Lampert	Secretary	1 Apr 2013	Other	2945032
Lisa Jill Lampert	Chief compliance officer	1 Oct 2014	Other	2945032
Mbc Investments Corporation	Member	1 Jan 2016	75% - 100%	51-0301132
Gregory Allan Brisk	Manager	1 Jul 2016	Other	5859270
John Randolph Miller	Manager	1 Jul 2016	Other	6064698
James Desmond Mac Intyre	Manager	1 Jul 2017	Other	4739791
Michael Anthony Germano	Chief operating officer/manager	1 Sep 2018	Other	6368825
Nathaniel Kiernan	Chief compliance officer	1 Jun 2019	Other	5241175

Indirect Owners

The SEC currently registers 5 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Mellon Financial Corporation	Member	1 Jun 2004	75% - 100%	25-1233834
Mbc Investments Corporation	Member	1 May 2007	75% - 100%	51-0301132
The Bank Of New York Mellon Corporation	Shareholder	1 Jul 2007	75% - 100%	13-2614959
The Bank Of New York Mellon Corporation	Member	1 Apr 2017	75% - 100%	13-2614959
Llc Bny Mellon Ihc	Shareholder	1 Apr 2017	75% - 100%	82-2121983

Based in Norwalk

The principal office where Eacm Advisors LLC performs its advisory services is located at 200 Connecticut Avenue, Norwalk, CT 06854, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-854-7000 or by fax 203-854-7001. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at eacm.com.