Etf Model Solutions, LLC (Appleton)
Etf Model Solutions, LLC is a related adviser based in Appleton. It manages $7.98 million of regulatory assets for 65 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Texas and Wisconsin.
Etf Model Solutions provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Etf Model Solutions: assets under management
The assets under management (AUM) of Etf Model Solutions, LLC is $7.98 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 825% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.Fees & Commissions
The advisory firm has a single stream of revenue. Clients pay Etf Model Solutions, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Etf Model Solutions serves?
The firm provides services to individuals and high net worth individuals. The largest group of clients of Etf Model Solutions is high net worth individuals with 7 clients and $2.82 million of assets under management. Among the 3 most similar advisory firms, Etf Model Solutions has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $5.09 million for 61 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Etf Model Solutions doesn't advise any private funds.
Careers at Etf Model Solutions, LLC
The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 7 indirect owners.Based in Appleton
The principal office where Etf Model Solutions, LLC performs its advisory services is located at 2200 North Richmond Street, Appleton, WI 54911, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 920-785-6010 or by fax 920-227-0521. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at etfmodelsolutions.com.
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