Am&M Planners Inc (Pittsford)

Name: Am&M Planners Inc
Address: 179 Sully's Trail, Pittsford, NY, 14534 4599
Telephone: 585.248.0050

Am&M Planners Inc is a large advisory firm based in Pittsford. It manages $584.15 million of regulatory assets for 1,663 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 11 other states.

Am&M Planners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Am&M Planners: assets under management

The assets under management (AUM) of Am&M Planners Inc is $584.15 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -43% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $584.15 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $351.26 thousand each.

Am&M Planners has custody of $7.5 million in cash and securities for 15 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Am&M Planners Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Am&M Planners Inc

Harry William Welch has been acting as President since 1 Nov 1982. Bruce Warren Berkman joined the executive team most recently as the Chief Investment Strategist.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harry William Welch	President	1 Nov 1982	Other	1109836
Russell Keith Achzet	Ceo	1 Jan 1985	50% - 75%	853099
Anthony Louis Gugino	Evp & cco	1 Mar 1987	Other	1322880
Inc. Am&M Financial Services	Control company	1 Jun 1988	75% - 100%	16-1327387
Inc. F/K/A Am&M Financial Services Inc. Tfa Managment	Parent company	1 Jun 1988	75% - 100%	16-1327387
Thomas James Rogers	Coo	1 Jul 2000	Other	2251896
Kathryn Lamm Shirer	V.p.	1 Jul 2000	Other	2489694
Victoria Ann Ferren	V.p.	1 Jul 2000	Other	1730080
Henry Joseph Watson	V.p.	1 Sep 2000	Other	721389
Francis Stephen Wershing	Chief compliance officer	1 Sep 2003	Other	1746392
James W. Fulmer	Chairman of the board	1 Jan 2006	Other	5096288
James J. Byrnes	Secretary	1 Jan 2006	Other	5096292
Dawn Kathleen Palazzo	President	1 Feb 2006	Other	1286013
Stephen S. Romaine	Director	1 Jan 2007	Other	5277637
Laurie Ann Haelen	Senior vice president and director of investment services	1 Jul 2007	Other	2312342
Christine Anne Warner	Chief compliance officer	1 Apr 2010	Other	4001584
Paul John Battaglia	Director	1 Jun 2010	Other	5825587
Gregory John Hartz	Director	1 Oct 2010	Other	2770374
Scott Pronti	Vp human resources	1 Jan 2011	Other	6050160
Michelle Benedict Jones	Managing director central new york	1 Jan 2011	Other	6050166
Tiffany Claudine Otoole	Managing director hudson valley	1 Feb 2011	Other	2414654
James Walter Fulmer	Director	1 May 2011	Other	5096288
Gregory John Hartz	Ceo and chairman of the board	1 May 2011	Other	2770374
Daniel James Fessenden	Director	1 May 2011	Other	5974356
Carl E Haynes	Director	1 May 2011	Other	5974409
Gerald Joseph Klein	Director	1 May 2011	Other	733994
Laurie Ann Haelen	Managing director western new york	1 Sep 2011	Other	2312342
Bruce Warren Berkman	Chief investment strategist	1 Apr 2012	Other	721113

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Russell Keith Achzet	Ceo	1 Jun 1988	75% - 100%	853099
Tompkins Trustco	Parent company of am&m financial services, inc.	1 Jan 2006	75% - 100%	16-1482357
Tompkins Financial Corporation	Parent company of am&m financial services, inc.	1 Jan 2006	75% - 100%	16-1482357

Based in Pittsford

The principal office where Am&M Planners Inc performs its advisory services is located at 179 Sully's Trail, Pittsford, NY 14534 4599, which is also the mailing address of the firm. An additional office of the firm is in White Plains, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 585.248.0050 or by fax 585.248.0238. The normal business hours are 8:00-5:00 on Monday - Friday. You can find more information about the New York firm at ammplan.com.