Gruntal & Co., L.L.C. (New York)

Gruntal & Co., L.L.C. is an internet adviser based in New York. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 37 other states.

Gruntal & Co., L.L.C provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gruntal & Co., L.L.C. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gruntal & Co., L.L.C.

John Thomas Feeney has been acting as President since 1 Apr 1997. Donald N Cohen joined the executive team most recently as the Senior Vice President, General Counsel And Secretary.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Henry David Gottmann	Director, vice chairman	1 Jul 1995	Other	226430
Robert Peter Rittereiser	Director, chairman, ceo	1 Nov 1995	Other	400305
John Richter Pellegrino	Senior vice president, chief compliance officer, srop	1 Jul 1996	Other	826719
Joanne Therese Marren	Director, executive vice president , general counsel, chief admin officer	1 Jul 1996	Other	1558596
L.L.C. Gruntal Financial	Interest holder	1 Mar 1997	75% - 100%	13-3933850
Joseph Vincent Battipaglia	Director, executive vice president	1 Apr 1997	Other	1036142
Ralph Hamilton Bradley	Director, executive vice president	1 Apr 1997	Other	2802958
John Thomas Feeney	Director	1 Apr 1997	Other	500388
Ralph Hamilton Jr Bradley	Director, executive vice president	1 Apr 1997	Other	2802958
Stephen Abel Greyser	Director	1 Jun 1997	Other	2916525
John Henry Starr	Director	1 Dec 1998	Other	434006
Edward Eustace Dunleavy	Director, executive vice president	1 Jun 1999	Other	2298340
Rosemary Johnson	Director, executive vice president, chief financial officer, chief operating officer	1 Oct 1999	Other	1515631
Eric Heath Siber	Senior vp, national sales manager pcg	1 May 2000	Other	1084376
Karin Louie	Srop, crop, assistant vice president	1 Jun 2000	Other	1560884
David R Rappaport	Senior vice president, general counsel and secretary	1 Apr 2001	Other	xxx-xx-xxxx
Robert William Ruffing	Crop	1 Apr 2001	Other	3272149
Genevieve Ann Desroches	Crop	1 Jun 2001	Other	1256675
Donald N Cohen	Senior vice president, general counsel and secretary	1 Nov 2001	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Home Insurance Company	Rights holder	1 Jan 2001	Other	02-0308052
The 2000 Group Llc	Interest holder	1 Jan 2001	75% - 100%	000000000
Llc Orange Stone	Rights holder	1 Jan 2001	Other	000000000
Robert Peter Rittereiser	Interst holder	1 Jan 2001	25% - 50%	400305

Based in New York

The principal office where Gruntal & Co., L.L.C. performs its advisory services is located at One Liberty Plaza, New York, NY 10006, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.