Gallery Asset Management Inc (Cleveland)

Gallery Asset Management Inc is a large advisory firm based in Cleveland. It manages $2.05 billion of regulatory assets for 506 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Ohio.

Gallery Asset Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Gallery Asset Management: assets under management

The assets under management (AUM) of Gallery Asset Management Inc is $2.05 billion. The firm's AUM has grown by 214% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $236.75 million in discretionary accounts and $1.81 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.77 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $4.88 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gallery Asset Management Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gallery Asset Management Inc

Brian Edward Dean has been acting as President since 1 Jun 1998. Michael Paul Ziccardi joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Edward Dean	President	1 Jun 1998	50% - 75%	1735706
C. David Snyder	Shareholder	1 Mar 2000	25% - 50%	4359576
Michael Paul Ziccardi	Shareholder	1 Apr 2001	Other	4060898
Michael John Swallow	Shareholder	1 Apr 2001	Other	4065168

Based in Cleveland

The principal office where Gallery Asset Management Inc performs its advisory services is located at 6050 Oak Tree Boulevard, Cleveland, OH 44131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.