Reed Conner & Birdwell LLC (Los Angeles)

Name: Reed Conner & Birdwell LLC
Address: 11111 Santa Monica Blvd, Los Angeles, CA, 90025 0449
Telephone: 310-478-4005

Reed Conner & Birdwell LLC is a large advisory firm based in Los Angeles. It manages $1.69 billion of regulatory assets for 632 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 28 other states.

Reed Conner & Birdwell provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Reed Conner & Birdwell: assets under management

The assets under management (AUM) of Reed Conner & Birdwell LLC is $1.69 billion. The firm's AUM has grown by 46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.63 billion in discretionary accounts and $60.4 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.59 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30.2 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Reed Conner & Birdwell LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Reed Conner & Birdwell LLC

Steven Mark Borowski has been acting as President since 1 Jul 2011. Howard Roy Gleicher has served as the Chief Investment Officer since 1 Jul 2011. Richard Harlan Schweitzer joined the executive team most recently as the Cfo / Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
City National Corporation	Owner	1 Dec 2000	50% - 75%	95-2568550
Donn Brian Conner	Owner, president and ceo	1 Dec 2000	Other	2257175
James Chenoweth Reed	Exec. v.p. & treasurer	1 Dec 2000	Other	2256842
James Preston Birdwell	Owner, exec. v.p. & secretary	1 Dec 2000	Other	2256856
Daryl Ann Crawley Weber	Director of marketing & client services, senior vice president	1 Dec 2000	Other	829335
Jeffrey Bronchick	Owner, chief investment officer, exec. v.p.	1 Dec 2000	Other	1332312
Victor Hawley	V.p. research analyst, portfolio managerr	1 Dec 2000	Other	2465167
Thomas Daniel Kerr	V.p. reseach analyst, portfolio manager	1 Dec 2000	Other	1660793
Daniele Beasley	Compliance officer & cao	1 Dec 2000	Other	2049748
Vernon Clark Kozlen	Manager	1 Dec 2000	Other	4085477
William J. Souza	Manager	1 Dec 2000	Other	4347138
Frank P. Pekny	Manager	1 Dec 2000	Other	4347311
City Acquisition Corporation	Owner	1 Dec 2000	50% - 75%	95-4833647
Cn Acquisition Corporation	Owner	1 Dec 2000	50% - 75%	95-4833647
James Robert Henderson	Senior vice president	1 Jul 2001	Other	2032721
Michael Adam Smith	Senior vice president	1 Mar 2002	Other	732180
James Preston Birdwell	Executive vp	1 Dec 2002	Other	2256856
William J. Freeman	Manager	1 Jan 2003	Other	4650630
Thomas Daniel Kerr	Owner, vp, reseach analyst, portfolio manager	1 Jan 2003	Other	1660793
James Robert Henderson	Owner & senior vice president	1 Jan 2003	Other	2032721
Christopher J. Carey	Board member	1 Jan 2005	Other	4941936
Joel Aaron Schiffman	Senior vice president	1 Oct 2005	Other	1073538
William J. Freeman	Board member	1 Mar 2007	Other	4650630
Mark Spencer Yancey	Senior managing director	1 Mar 2010	Other	1392199
Richard Harlan Schweitzer	Cfo / chief compliance officer	1 Jul 2011	Other	2312588
William Alan Cram	Owner, analyst	1 Jul 2011	Other	4719032
Llc Rcb Acquisition Company	Owner	1 Jul 2011	75% - 100%	45-2505437
Geoffrey Scot Stewart	Owner, portfolio manager	1 Jul 2011	Other	3203947
Sean Mark Thorpe	Owner, portfolio manager	1 Jul 2011	Other	1976870
Howard Roy Gleicher	Chief investment officer	1 Jul 2011	Other	2123433
Steven Mark Borowski	President	1 Jul 2011	Other	1233785
Mark Spencer Yancey	Managing director, head of client service and sales	1 Jul 2011	Other	1392199
Nancy Jeddeloh Scarlett	Managing director, director of operations	1 Jul 2011	Other	1387919
Randy Won Yi	Senior vice president, director of trading	1 Jul 2011	Other	2888090

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
City National Acquisition Corporation	Member	1 Dec 2000	50% - 75%	95-2568550
Llc Metwest Ventures	Owner	1 Jul 2011	75% - 100%	80-0490869

Based in Los Angeles

The principal office where Reed Conner & Birdwell LLC performs its advisory services is located at 11111 Santa Monica Blvd, Los Angeles, CA 90025 0449, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-478-4005 or by fax 310-478-8496. The normal business hours are 7:00 am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.rcbinvest.com.