Barth Financial Advisors, LLC (Orange)

Name: Barth Financial Advisors, LLC
Address: 333 City Boulevard West,, Orange, CA, 92868 2944
Telephone: 714-704-6616

Barth Financial Advisors, LLC is a large advisory firm based in Orange. It manages $107.4 million of regulatory assets for 378 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Alaska and California.

Barth Financial Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Barth Financial Advisors: assets under management

The assets under management (AUM) of Barth Financial Advisors, LLC is $107.4 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -1% since the beginning of its operation, and $10.2 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $107.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $284.13 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio. Investments in exchange traded securities form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Barth Financial Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Barth Financial Advisors serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Barth Financial Advisors is high net worth individuals with 177 clients and $74.81 million of assets under management. Among the 11 most similar advisory firms, Barth Financial Advisors has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $107.4 million for 378 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Barth Financial Advisors doesn't advise any private funds.

Careers at Barth Financial Advisors, LLC

The company employs 11 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.

There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harry Michael Barth	Member/chief compliance officer	1 Nov 1997	75% - 100%	13891

Based in Orange

The principal office where Barth Financial Advisors, LLC performs its advisory services is located at 333 City Boulevard West,, Orange, CA 92868 2944, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-704-6616 or by fax 714-704-1513. The normal business hours are 8:30 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at barthfinancialadvisorsllc.com.