42 Seven, Inc. (St. Louis)


42 Seven, Inc. is a large advisory firm based in St. Louis. It manages $53.02 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Missouri.

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42 Seven provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

42 Seven: assets under management

The assets under management (AUM) of 42 Seven, Inc. is $53.02 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $53.02 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.67 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 42 Seven, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 42 Seven, Inc.

John Gregory Noddings has been acting as President since 1 Aug 2001. Shannon Michele Herring joined the executive team most recently as the Treasurer.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Shannon Michele Herring Treasurer 1 Jul 2001 Other 4553783
John Gregory Noddings President 1 Aug 2001 75% - 100% 2331102

Based in St. Louis

The principal office where 42 Seven, Inc. performs its advisory services is located at 12444 Powers Court Drive Suite 300, St. Louis, MO 63131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-984-2570 or by fax 314-984-2571. The normal business hours are 8:30am to 4:00pm on Monday - Friday. You can find more information about the New York firm at www.42seven.com.