1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital (Wayne)


1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital is a large advisory firm based in Wayne. It manages $6.2 billion of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Logo

1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital: assets under management

The assets under management (AUM) of 1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital is $6.2 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $6.2 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $182.35 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital

Thomas Moynihan Turpin has been acting as President since 1 Nov 2002. Lee Thomas Cummings joined the executive team most recently as the Vice President And Sales And Marketing Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Stephen M Wellman Senior vice president, chief administrative officer 1 Apr 1995 Other 2080023
Inc. Old Mutual (Us) Holdings 100% shareholder of pilgrim baxter & associates, ltd. 1 Apr 1995 75% - 100% 04-2714625
Brian Christopher Dillon Vice president, chief compliance officer 1 Apr 2001 Other 2352372
Michael S Sutton Senior vice president, chief investment officer 1 Jul 2001 Other 2083084
Thomas Moynihan Turpin Director 1 Nov 2002 Other 1888979
Kevin Martin Hunt Director 1 Nov 2002 Other 856081
Scott Francis Powers Chairman, director 1 Nov 2003 Other 1482612
David John Bullock Chief executive officer, president and director 1 Nov 2003 Other 704352
John Mark Zerr Senior vice president, chief operating officer, general counsel, secretary 1 Mar 2004 Other 2792416
Lee Thomas Cummings Vice president and sales and marketing director 1 Jul 2004 Other 2523271
James Walter Cook Vice president, director of finance and controller 1 Jul 2004 Other 4555061

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Om Group (Uk) Limited 100% shareholder of old mutual (us) holdings inc. 1 Jan 2003 75% - 100% foreign
Old Mutual Plc 100% shareholder of om group (uk) limited 1 Jan 2003 75% - 100% foreign

Based in Wayne

The principal office where 1 A. Liberty Ridge Capital, Inc. 1 B. Liberty Ridge Capital performs its advisory services is located at 1400 Liberty Ridge Drive, Wayne, PA 19087 5593, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 610-647-4100 or by fax 610-722-5843. The normal business hours are 8:30-5:30 on Monday - Friday. You can find more information about the New York firm at www.oldmutualus.com.