Pim Financial Services Inc (San Marcos)

Name: Pim Financial Services Inc
Address: 365 S Rancho Santa Fe Rd 3 Rd Floor, San Marcos, CA, 92069
Telephone: 760-471-8536

Pim Financial Services Inc is a large advisory firm based in San Marcos. It manages $25.79 million of regulatory assets for 115 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Colorado, and 7 other states.

Pim Financial Services provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pim Financial Services: assets under management

The assets under management (AUM) of Pim Financial Services Inc is $25.79 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $2.75 million in discretionary accounts and $23.04 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $61.11 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $329.14 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Pim Financial Services Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pim Financial Services Inc

Donald Harvey Seinturier has been acting as President since 1 May 1993. Steven Timothy Foss joined the executive team most recently as the Compliance Manager.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Mary Rose Limoges	President, director/ceo	1 Dec 1981	Other	734263
Inc. Ci Holding Group	Holding company	1 Mar 1990	75% - 100%	33-0394626
Hilary Johnson	Sr. registered options principal	1 Nov 1992	Other	1434580
Donald Harvey Seinturier	Director	1 May 1993	Other	863462
Walter Eugene Basehore	Director	1 Oct 1997	Other	863899
Dawn Kim Mcdaniel	Cheif financial officer	1 Sep 1999	Other	2253426
Steven Timothy Foss	Compliance manager	1 Dec 1999	Other	2415079

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Jack Kendrick Heilbron	Shareholder	1 Dec 1981	25% - 50%	851412

Based in San Marcos

The principal office where Pim Financial Services Inc performs its advisory services is located at 365 S Rancho Santa Fe Rd 3 Rd Floor, San Marcos, CA 92069, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 760-471-8536 or by fax 760-471-0132. The normal business hours are 8-5 on Monday - Friday. You can find more information about the New York firm at pimfinancial.com.