Quinn Stauffer Financial, LLC (Nashville)

Name: Quinn Stauffer Financial, LLC
Address: 2726 Larmon Drive, Nashville, TN, 37204
Telephone: 615-297-3434

Quinn Stauffer Financial, LLC is a large advisory firm based in Nashville. It manages $161.39 million of regulatory assets for 1,373 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of California, Florida, Indiana, and 3 other states.

Quinn Stauffer Financial provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Quinn Stauffer Financial: assets under management

The assets under management (AUM) of Quinn Stauffer Financial, LLC is $161.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 57% since the beginning of its operation, and $34.81 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $161.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $117.55 thousand each.

Quinn Stauffer Financial has custody of $54.19 million in cash and securities for 187 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 81% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 17% of the firm’s portfolio. Investments in exchange traded securities form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Quinn Stauffer Financial, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Quinn Stauffer Financial serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Quinn Stauffer Financial is high net worth individuals with 45 clients and $83.11 million of assets under management. Among the 9 most similar advisory firms, Quinn Stauffer Financial has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $161.39 million for 375 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Quinn Stauffer Financial doesn't advise any private funds.

Careers at Quinn Stauffer Financial, LLC

The company employs 5 people that are either part- or full-time employees. 60 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Catherine Van Echop Quinn	Member	1 Apr 2002	75% - 100%	2588351
John Province Stauffer	Chief operating officer and member	1 Nov 2013	Other	5114261
George Andrew Quinn	Chief compliance officer and member	1 Nov 2013	Other	5700466

Based in Nashville

The principal office where Quinn Stauffer Financial, LLC performs its advisory services is located at 2726 Larmon Drive, Nashville, TN 37204, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 615-297-3434 or by fax 615-297-3414. The normal business hours are 8 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at qs-financial.com.