Harold Davidson & Associates Inc (Los Angeles)

Name: Harold Davidson & Associates Inc
Address: 1900 Avenue Of The Stars, Los Angeles, CA, 90067
Telephone: 310-553-5551

Harold Davidson & Associates Inc is a large advisory firm based in Los Angeles. It manages $241.65 million of regulatory assets for 424 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Harold Davidson & Associates provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, publication of newsletters, and investment counseling services may include investing in real estate through an affiliate, hda properties.. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Harold Davidson & Associates: assets under management

The assets under management (AUM) of Harold Davidson & Associates Inc is $241.65 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $241.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $569.93 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 78% of the total AUM. The second-largest asset type is other assets, which make up 15% of the firm’s portfolio. Investments in cash and cash equivalents form 3% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harold Davidson & Associates Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Harold Alan Davidson serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Harold Alan Davidson is high net worth individuals with 84 clients and $116.24 million of assets under management. Among the 6 most similar advisory firms, Harold Davidson & Associates has the lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $241.65 million for 310 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Harold Davidson & Associates doesn't advise any private funds.

Careers at Harold Davidson & Associates Inc

The company employs 7 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Harold Alan Davidson has been acting as President since 1 Nov 1973. Gina Josephine Gamboa joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harold Alan Davidson	President	1 Nov 1973	75% - 100%	4405926
Gina Josephine Gamboa	Chief compliance officer	1 Oct 2004	Other	5029342

Based in Los Angeles

The principal office where Harold Davidson & Associates Inc performs its advisory services is located at 1900 Avenue Of The Stars, Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-553-5551 or by fax 310-553-3901. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at hdainvest.com/.