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Ucs Financial Services (Sugar Hill)


Ucs Financial Services is a large advisory firm based in Sugar Hill. It manages $37 million of regulatory assets for 12 client accounts. It has been registered with the SEC as an adviser since 2002.

Ucs Financial Services provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ucs Financial Services: assets under management

The assets under management (AUM) of Ucs Financial Services is $37 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.


The firm manages $37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.08 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ucs Financial Services for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Sugar Hill

The principal office where Ucs Financial Services performs its advisory services is located at 5930 Lenox Park Place, Sugar Hill, GA 30518, which is also the mailing address of the firm. An additional office of the firm is in Carefree, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 678-541-5118 or by fax 678-541-5119. The normal business hours are 10am to 3pm on Monday - Friday.


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