Greenbriar Asset Management LP (Chicago)

Name: Greenbriar Asset Management LP
Address: One North Wacker Drive, Chicago, IL, 60606
Telephone: 312-667-1390

Greenbriar Asset Management LP is a large advisory firm based in Chicago. It manages $247.16 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdiction of Illinois.

Greenbriar Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Greenbriar Asset Management: assets under management

The assets under management (AUM) of Greenbriar Asset Management LP is $247.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 44% since the beginning of its operation, and $247.16 million of the total AUM is attributable to clients outside of the United States.

The firm manages $247.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $247.16 million each.

Greenbriar Asset Management has custody of $145.52 million in cash and securities for 1 client in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Greenbriar Asset Management LP for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Greenbriar Asset Management serves?

The only and largest group of clients of Greenbriar Asset Management is pooled investment vehicles with 1 clients and $247.16 million of assets under management. Among the 10 most similar advisory firms, Greenbriar Asset Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $247.16 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Greenbriar Asset Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $100,000 for each fund.

Careers at Greenbriar Asset Management LP

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Arthur Hugh Kaz	Managing partner and chief investment officer	1 Apr 2014	Other	6352275
Greenbriar Gp Llc	General partner of greenbriar asset management lp	1 Apr 2014	Other	xxx-xx-xxxx
Hkc Holdings Lp	Limited partner of greenbriar asset management lp	1 Apr 2014	75% - 100%	46-4331759
James Joseph Keane	Chief financial officer and chief compliance officer	1 May 2014	Other	4030780

Based in Chicago

The principal office where Greenbriar Asset Management LP performs its advisory services is located at One North Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-667-1390 or by fax 312-667-1388. The normal business hours are 7am-5pm cst on Monday - Friday. You can find more information about the New York firm at gbamlp.com/.