Ge Commercial Finance Investment Advisory Services LLC (Norwalk)

Ge Commercial Finance Investment Advisory Services LLC is a large advisory firm based in Norwalk. It manages $10.77 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Connecticut, Illinois, and New York.

Ge Commercial Finance Investment Advisory Services provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ge Commercial Finance Investment Advisory Services: assets under management

The assets under management (AUM) of Ge Commercial Finance Investment Advisory Services LLC is $10.77 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ge Commercial Finance Investment Advisory Services LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ge Commercial Finance Investment Advisory Services LLC

Timothy Gerard Lyne has been acting as President since 1 Mar 2010. Brian Edward Sommerfeld joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jonathan Miles Mcmillen Prescott	Chief compliance officer	1 Nov 2007	Other	5376895
Cfs Management Llc	Managing member	1 Nov 2007	75% - 100%	26-1353645
Stuart Daniel Aronson	President	1 Nov 2007	Other	2252844
Preston Holiday Abbott	Secretary	1 Nov 2007	Other	4485134
Scott Edward Roberts	Chief financial officer	1 Nov 2007	Other	5455125
John Paul Volpe	Senior managing director	1 Dec 2007	Other	3181088
Matthew Douglas Liepert	Managing director	1 Feb 2008	Other	5436308
Timothy Gerard Lyne	Senior managing director/president	1 Mar 2010	Other	5375937
Vincenzo Alphonso Erardi	Finance manager and secretary	1 Oct 2012	Other	6139808
Brian Edward Sommerfeld	Managing director	1 Nov 2012	Other	5400356

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
General Electric Company	Shareholder	1 Apr 1892	75% - 100%	14-0689340
Inc. General Electric Capital Services	Shareholder	1 May 1984	75% - 100%	06-1109503
General Electric Capital Corporation	Managing member	1 Nov 2007	Other	13-1500700

Based in Norwalk

The principal office where Ge Commercial Finance Investment Advisory Services LLC performs its advisory services is located at 201 Merritt 7, Norwalk, CT 06851, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-229-1822 or by fax 203-567-8016. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday.