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Given Capital Management, LLC (Carmel)


Given Capital Management, LLC is an adviser based in Carmel. It manages $38.72 million of regulatory assets for 115 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdiction of California.




Given Capital Management provides portfolio management for individuals and small businesses and hourly consulting/portfolio review. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Given Capital Management: assets under management

The assets under management (AUM) of Given Capital Management, LLC is $38.72 million. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $37.81 million in discretionary accounts and $906.9 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $340.65 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $226.72 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Given Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Carmel

The principal office where Given Capital Management, LLC performs its advisory services is located at 200 Clocktower Place, Carmel, CA 93923, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (831) 625-1530 or by fax (831) 625-1531. The normal business hours are 8:00am - 4:00pm on Monday - Friday.


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