Continuous Capital, LLC (Irving)


Continuous Capital, LLC is an investment adviser to an investment company based in Irving. It manages $2.8 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Texas.

Continuous Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Continuous Capital: assets under management

The assets under management (AUM) of Continuous Capital, LLC is $2.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.8 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Continuous Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Continuous Capital serves?

The only and largest group of clients of Continuous Capital is investment companies with 1 clients and $2.8 million of assets under management. Among the 0 most similar advisory firms, Continuous Capital has the 0th lowest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.8 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Continuous Capital doesn't advise any private funds.

Careers at Continuous Capital, LLC

The company employs 8 people that are either part- or full-time employees. 13 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gene Louis Needles Chief executive officer, director 1 Feb 2018 Other 1068224
Jeffrey Karl Ringdahl Chief operating officer, director 1 Feb 2018 Other 5230141
Melinda Gay Heika Chief financial officer 1 Feb 2018 Other 5775644
Rosemary Kavanaugh Behan Chief legal officer 1 Feb 2018 Other 5255537
Christina Elaine Sears Chief compliance officer 1 Feb 2018 Other 2708589
Inc. Resolute Investment Managers Member 1 Feb 2018 50% - 75% 26-2612344
Morley Dan Campbell President and chief investment officer 1 Apr 2018 25% - 50% 4672734
Regina Morales Castro Chief compliance officer 1 Feb 2019 Other 2574610

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Resolute Acquisition Shareholder 1 Apr 2015 75% - 100% 47-3615161
Inc. Resolute Topco Shareholder 1 Apr 2015 75% - 100% 47-3609162
Llc Resolute Investment Holdings Shareholder 1 Apr 2015 75% - 100% 47-3578656
L.P. Kelso Investment Associates Viii Shareholder 1 Apr 2015 50% - 75% 64-0961883
L.P. Kelso Gp Viii General partner 1 Apr 2015 Other 98-0612314
Llc Kelso Gp Viii General partner 1 Apr 2015 Other 64-0961879

Based in Irving

The principal office where Continuous Capital, LLC performs its advisory services is located at 220 E. Las Colinas Blvd., Irving, TX 75039 5500, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 817-391-6100. The normal business hours are 8:15 am - 5:00 pm on Monday - Friday.