Positive Delta Asset Management, LLC (Los Angeles)


Positive Delta Asset Management, LLC is a large advisory firm based in Los Angeles. It manages $77 million of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdiction of California.

Positive Delta Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Positive Delta Asset Management: assets under management

The assets under management (AUM) of Positive Delta Asset Management, LLC is $77 million. The firm's AUM has grown by 1% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2 million in discretionary accounts and $75 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $25 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Positive Delta Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Inc. Golden Bridge Financial Holdings Owner 1 Apr 2009 75% - 100% 80-0149796

Based in Los Angeles

The principal office where Positive Delta Asset Management, LLC performs its advisory services is located at 3250 Wilshire Boulevard, Los Angeles, CA 90010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 213-427-8913 or by fax 866-357-4701. The normal business hours are 09:00 - 16:00 on Monday - Friday. You can find more information about the New York firm at www.positivedelta.com.