Icon Advisers, Inc. is a large advisory firm based in Greenwood Village. It manages $1.45 billion of regulatory assets for 1,545 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.
Icon Advisers provides portfolio management for individuals and small businesses, portfolio management for investment companies, and provide model allocations to firms that invest in the icon funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Icon Advisers, Inc. is $1.45 billion. The firm's AUM has gone down by -42% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Icon Advisers, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, and high net worth individuals. The largest group of clients of Craig Thomas Callahan is investment companies with 18 clients and $1.24 billion of assets under management. Among the 8 most similar advisory firms, Icon Advisers has the 2nd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $1.45 billion for 1,545 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Icon Advisers doesn't advise any private funds.
The company employs 32 people that are either part- or full-time employees. 19 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There are 650 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Craig Thomas Callahan has been acting as President since 1 Apr 1991. Christopher Richard Ambruso joined the executive team most recently as the General Counsel.
The principal office where Icon Advisers, Inc. performs its advisory services is located at 5299 Dtc Boulevard, Greenwood Village, CO 80111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 303-790-1600 or by fax 303-790-8246. The normal business hours are 7:00 a.m - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at iconadvisers.com.