The Capital Chart Room, Ltd is a large advisory firm based in Fort Worth. It manages $168.35 million of regulatory assets for 141 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Oklahoma and Texas.
The Capital Chart Room provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and consulting. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of The Capital Chart Room, Ltd is $168.35 million. The firm's AUM has grown by 206% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay The Capital Chart Room, Ltd for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of The Capital Chart Room is corporations or other businesses with 20 clients and $152.51 million of assets under management. Among the 6 most similar advisory firms, The Capital Chart Room has the highest percentage of corporations or other businesses out of all clients.
The amount of regulatory assets under management is $168.35 million for 41 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
The Capital Chart Room doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where The Capital Chart Room, Ltd performs its advisory services is located at 2821 West 7 Th Street, Fort Worth, TX 76107 8912, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 817-801-6455 or by fax 817-801-6513. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at thecapitalchartroom.com/.