John E. Sestina And Company is a large advisory firm based in Columbus. It manages $356.76 million of regulatory assets for 3,923 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Connecticut, Florida, and 12 other states.
John E. Sestina And Company provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. It prepares financial plans for approximately 699 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of John E. Sestina And Company is $356.76 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -28% since the beginning of its operation, and $119.74 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay John E. Sestina And Company for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of John Edward Sestina is high net worth individuals with 180 clients and $243.99 million of assets under management. Among the 8 most similar advisory firms, John E. Sestina And Company has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $356.76 million for 820 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
John E. Sestina And Company doesn't advise any private funds.
The company employs 20 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 10 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
John Edward Sestina has been acting as President since 1 Jun 1993. Anthony W Payne joined the executive team most recently as the Chief Compliance Officer.
The principal office where John E. Sestina And Company performs its advisory services is located at 1161 Bethel Road, Suite 201, Columbus, OH 43220, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 614.326.3077 or by fax 888-442-5163. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at sestina.com/.