Pandya, Sandeep Madhavlal is a large advisory firm based in Cupertino. It manages $500 million of regulatory assets for 350 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Pandya, Sandeep Madhavlal provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Pandya, Sandeep Madhavlal is $500 million. The firm's AUM has grown by 1567% since the beginning of its operation, and $10 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Pandya, Sandeep Madhavlal for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Sandeep Pandya is high net worth individuals with 90 clients and $440 million of assets under management. Among the 8 most similar advisory firms, Pandya, Sandeep Madhavlal has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $500 million for 100 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 5% of the firm’s clients are foreign persons or businesses.
Pandya, Sandeep Madhavlal doesn't advise any private funds.
The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Sandeep Pandya has been acting as President since 1 Jan 1995. Sandeep Madhavlal Pandya joined the executive team most recently as the President.
The principal office where Pandya, Sandeep Madhavlal performs its advisory services is located at 20380 Town Center Lane, Cupertino, CA 95014, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 408-257-7711 or by fax 408-904-5611. The normal business hours are 7:45 am - 6:00 pm on Monday - Friday.