Ubs Painewebber Inc. (New York)

Ubs Painewebber Inc. is a large advisory firm based in New York. It manages $73.6 billion of regulatory assets for 200,318 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arkansas, and 42 other states.

Ubs Painewebber provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for approximately 26,000 clients. On top of advisory services, the firm doesn't engage in other business activities.

Ubs Painewebber: assets under management

The assets under management (AUM) of Ubs Painewebber Inc. is $73.6 billion. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.26 billion in discretionary accounts and $19.35 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $693.43 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $158.48 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ubs Painewebber Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ubs Painewebber Inc.

Robert Hillel Silver has been acting as President since 1 Feb 1990. Luzius Martin Cameron joined the executive team most recently as the Director, Executive Vice President.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 1 indirect owner.

Based in New York

The principal office where Ubs Painewebber Inc. performs its advisory services is located at 1285 Avenue Of The Americas, New York, NY 10019 The mailing address of the firm is 1200 Harbor Blvd., 10 Th Floor, Weehawken, NJ 07086. An additional office of the firm is in Bakerfield, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-713-2000. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.painewebberedge.com.

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