Harvest Volatility Management, LLC is a large advisory firm based in New York. It manages $10.51 billion of regulatory assets for 1,184 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 44 other states.
Harvest Volatility Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Harvest Volatility Management, LLC is $10.51 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 17135% since the beginning of its operation, and $22.36 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Harvest Volatility Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Harvest Volatility Management is high net worth individuals with 1,014 clients and $7.72 billion of assets under management. Among the 11 most similar advisory firms, Harvest Volatility Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $10.51 billion for 1,184 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Harvest Volatility Management also advises several private funds. Namely, one hedge fund and one other private fund. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.
The company employs 19 people that are either part- or full-time employees. 95 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There are 25 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Laurel T Mason joined the executive team most recently as the Chief Compliance Officer, General Counsel.
The principal office where Harvest Volatility Management, LLC performs its advisory services is located at 420 Lexington Avenue, New York, NY 10170, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 646-843-4802 or by fax 646-843-4800. The normal business hours are 08:00-18:00 on Monday - Friday. You can find more information about the New York firm at harvestvolatilitymanagement.com.