Morgan Dempsey Capital Management LLC is a large advisory firm based in Menomonee Falls. It manages $260.53 million of regulatory assets for 677 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, and 12 other states.
Morgan Dempsey Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and provide model portfolio recommendations to uma programs. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Morgan Dempsey Capital Management LLC is $260.53 million. The firm's AUM has grown by 28% since the beginning of its operation, and $3.48 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Morgan Dempsey Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, charitable organizations, high net worth individuals, corporations or other businesses, and state or municipal government entities. The largest group of clients of Morgan Dempsey Capital Management is high net worth individuals with 638 clients and $181.71 million of assets under management. Among the 7 most similar advisory firms, Morgan Dempsey Capital Management has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $260.53 million for 677 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Morgan Dempsey Capital Management doesn't advise any private funds.
The company employs 8 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Morgan Dempsey Capital Management LLC performs its advisory services is located at 111 Heritage Reserve, Menomonee Falls, WI 53051, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 414-319-1080 or by fax 414-319-1087. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at morgandempsey.com.