Structured Asset Investors, LLC is a large advisory firm based in New York. It manages $168.41 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Structured Asset Investors provides portfolio management for investment companies and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Structured Asset Investors, LLC is $168.41 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -84% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Structured Asset Investors, LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to investment companies, other investment advisers, and state or municipal government entities. The largest group of clients of Benjamin Robert Adams is investment companies with 1 clients and $62.55 million of assets under management. Among the 7 most similar advisory firms, Structured Asset Investors has the 2nd highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $112.41 million for 7 clients. 18% of the firm’s clients are foreign persons or businesses.
Structured Asset Investors doesn't advise any private funds.
The company employs 255 people that are either part- or full-time employees. 89 percent of the employees work as investment advisers or researchers. 236 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.
Benjamin Robert Adams has been acting as President since 1 May 2013. Yu Ming Wang has served as the Chief Investment Officer since 1 May 2004 and Richard Paul Silva is the Chief Executive Officer of Structured Asset Investors, LLC family office. Jessica L Smith joined the executive team most recently as the Chief Compliance Officer.
The principal office where Structured Asset Investors, LLC performs its advisory services is located at 375 Park Ave, New York, NY 10152, which is also the mailing address of the firm. An additional office of the firm is in Charlotte, NC. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (212) 214-5656. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.