Ucm Partners, L.P. (New York)

Name: Ucm Partners, L.P.
Address: 52 Vanderbilt Avenue, New York, NY, 10017
Telephone: 212-797-2688

Ucm Partners, L.P. is a large advisory firm based in New York. It manages $1.02 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Florida, New York, and Pennsylvania.

Ucm Partners provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ucm Partners: assets under management

The assets under management (AUM) of Ucm Partners, L.P. is $1.02 billion. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $513.59 million in discretionary accounts and $501.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $36.69 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $501.99 million.

Ucm Partners has custody of $157.35 million in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ucm Partners, L.P. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ucm Partners, L.P.

Jay Menozzi has served as the Chief Investment Officer since 1 May 2010 and Gregory Allen Parsons is the Chief Executive Officer of Ucm Partners, L.P. family office. Llc Ucm Partners Ii joined the executive team most recently as the General Partner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
L. P. Utendahl Management	Limited partner	1 Jul 2006	Other	13-3769883
L.L.C. Ucm Holdings	Limited partner	1 Jul 2006	Other	04-3651341
Llc Utendahl Financial Asset Holding Company	Limited partner	1 Jul 2006	Other	20-5160504
Llc Ucm Partners Ii	General partner	1 Jul 2006	25% - 50%	27-1890249
Benin Holding Llc	Limited partner	1 Jul 2006	Other	20-5160504
Martinnette Jeske Witrick	Chief compliance officer	1 Oct 2006	Other	707935
Rdp I Llc	Limited partner	1 Jul 2008	25% - 50%	26-3137591
Llc Ucm Partners Ii	General partner	1 Apr 2010	25% - 50%	27-1890249
Gregory Allen Parsons	Chief executive officer	1 May 2010	Other	3148868
Jay Menozzi	Chief investment officer	1 May 2010	Other	5791031
Gregory Allen Parsons	Chief executive officer	1 Dec 2010	25% - 50%	3148868

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Utendahl Capital Corporation	General partner	1 Oct 1992	75% - 100%	13-3663001
John Oscar Utendahl	Chairman	1 Oct 1992	75% - 100%	1055234
John Oscar Utendahl	General partner	1 Jul 2006	75% - 100%	1055234
Llc Bfh Utendahl Investors	Member	1 Jul 2006	25% - 50%	20-5348312
Andrew Jay Astrachan	Member	1 Jul 2006	25% - 50%	1002815
Jack Binion	Member	1 Jul 2006	25% - 50%	5201607
Richard D Parsons	Managing member	1 Jul 2008	75% - 100%	2051375

Based in New York

The principal office where Ucm Partners, L.P. performs its advisory services is located at 52 Vanderbilt Avenue, New York, NY 10017, which is also the mailing address of the firm. An additional office of the firm is in Orlando, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-797-2688 or by fax 212-425-4199. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.ucmpartners.com.