Jwa Financial Group, Inc. (Dallas)


Jwa Financial Group, Inc. is a large advisory firm based in Dallas. It manages $379.64 million of regulatory assets for 795 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Louisiana, Nebraska, and Texas.

Jwa Financial Group provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Jwa Financial Group: assets under management

The assets under management (AUM) of Jwa Financial Group, Inc. is $379.64 million. The firm's AUM has grown by 1030% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $372.65 million in discretionary accounts and $6.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $485.22 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $258.74 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Jwa Financial Group, Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Jwa Financial Group, Inc.

James Neal Whiddon has been acting as President since 1 Oct 1998. Christopher Brian Thom joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
James Neal Whiddon President 1 Oct 1998 75% - 100% 4446356
Richard Lance Alston Vice predident 1 Sep 2002 Other 3070449
Micky Chamberlain Reeves Chief compliance officer and vp operations 1 Oct 2008 Other 3197466
Micky Chamberlain Reeves President 1 Sep 2011 Other 3197466
Christopher Brian Thom Chief compliance officer 1 Mar 2012 Other 3137473

Based in Dallas

The principal office where Jwa Financial Group, Inc. performs its advisory services is located at 6200 Lbj Freeway, Dallas, TX 75240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-661-3355 or by fax 972-661-3396. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.jwhiddon.com.