Cadogan Management, L.L.C. (New York)


Cadogan Management, L.L.C. is a large advisory firm based in New York. It manages $367.4 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of New York.

Cadogan Management, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Cadogan Management, L.L.C: assets under management

The assets under management (AUM) of Cadogan Management, L.L.C. is $367.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 54% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $367.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $40.82 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cadogan Management, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cadogan Management, L.L.C.

William Lawrence Braman has been acting as President since 1 Jan 2007. Lisa Anne Klar joined the executive team most recently as the General Counsel & Head Of Fund Structuring.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Stuart Nathan Leaf Chief executive officer / managing member 1 Jun 1994 50% - 75% 1211215
Aaron Michael Waldron Director / member 1 Jun 1997 Other 4355950
Paul Jerome Isaac Chief investment officer / member 1 Nov 2000 25% - 50% 831464
Matthew Arthur Jenal Chief financial officer 1 Jul 2001 Other 1781617
Richard Thompson Collier Senior advisor/member 1 Jan 2004 Other 1717901
William Lawrence Braman Director 1 Jan 2007 Other 4339687
Richard L Wohanka Director 1 Jan 2007 Other 4649586
Thomas A Rostron Director 1 Jan 2007 Other 5279213
Waldo Mack Abbot Director 1 Jan 2007 Other 2362931
Inc. Fortis Investment Management Usa Owner 1 Jan 2007 50% - 75% 105085
Harris Jason Bogner Chief compliance officer 1 Aug 2007 Other 2758877
John Barry Trammell President 1 Sep 2007 Other 1449109
William Lawrence Braman Chairman, board of directors 1 May 2008 Other 4339687
Paul Martin Director 1 May 2008 Other 2872116
Thomas Leavitt Director 1 Sep 2008 Other 1551506
Thierry Jean Sciard Director 1 Sep 2008 Other 2993917
Hirsh David Aronowitz Chief operating officer 1 Oct 2009 Other 5731807
John Barry Trammell Cheif executive officer/member 1 Oct 2009 Other 1449109
Matthew Arthur Jenal Senior advisor 1 Jan 2010 Other 1781617
Marlena Ann Kaplan Chief financial officer 1 Jan 2010 Other 4143706
Lisa Anne Klar General counsel & head of fund structuring 1 Feb 2010 Other 2589435

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Fortis Bank Sa/Nv Shareholder 1 Apr 2008 75% - 100% foreign entity
Belgian Government Shareholder 1 Oct 2008 75% - 100% foreign entity
Bnp Paribas Shareholder 1 May 2009 50% - 75% 94-1677765

Based in New York

The principal office where Cadogan Management, L.L.C. performs its advisory services is located at 499 Park Avenue 4 Th Floor, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-585-1600 or by fax 212-585-1620. The normal business hours are 9-6 pm on Monday - Friday. You can find more information about the New York firm at www.cadogan.net.