Franklin, Joyce Lea is a large advisory firm based in Larkspur. It manages $111.16 million of regulatory assets for 161 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California and Texas.
Franklin, Joyce Lea provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Franklin, Joyce Lea is $111.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 229% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Franklin, Joyce Lea for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Franklin, Joyce Lea is high net worth individuals with 32 clients and $108.99 million of assets under management. Among the 8 most similar advisory firms, Franklin, Joyce Lea has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $111.16 million for 39 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Franklin, Joyce Lea doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Franklin, Joyce Lea performs its advisory services is located at 900 Larkspur Landing Circle, Larkspur, CA 94939 1739, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-925-3400 or by fax 415-925-3401. The normal business hours are 9am - 5pm on Other. You can find more information about the New York firm at jlfwealth.com.