Whitford Advisory Services, LLC (Paoli)


Whitford Advisory Services, LLC is a related adviser based in Paoli. It manages $80 thousand of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of New Jersey and Pennsylvania.

Whitford Advisory Services provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Whitford Advisory Services: assets under management

The assets under management (AUM) of Whitford Advisory Services, LLC is $80 thousand, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $80 thousand in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $80 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is other assets, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Whitford Advisory Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Whitford Advisory Services serves?

The only and largest group of clients of Whitford Advisory Services is high net worth individuals with 1 clients and $80 thousand of assets under management. Among the 6 most similar advisory firms, Whitford Advisory Services has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $80 thousand for 1 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Whitford Advisory Services doesn't advise any private funds.

Careers at Whitford Advisory Services, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dominic Joseph Catrambone Managing member - cco 1 Feb 2013 75% - 100% 3080739

Based in Paoli

The principal office where Whitford Advisory Services, LLC performs its advisory services is located at 43 Leopard Road, Suite 201, Paoli, PA 19301, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-329-6271 or by fax 610-884-7474. The normal business hours are 9:00am - 5:00pm on Monday - Friday.